Self-Directed Brokerage Account

Self-Directed Brokerage Account

For decades, investments offered in employer-sponsored retirement plans were limited to a pre-selected list of mutual funds.  Today, many companies have enhanced their plans to include self-directed brokerage accounts, which allow participants more choice, flexibility and personal advice from a wealth manager.  

Our wealth management team provides education and objective guidance.  We design a clear investment path based on participants goals, objectives, risk tolerance, and time horizon.   

While participants are currently employed, our team can work with employer-sponsored retirement plans from Apple, Chevron, Kaiser Permanente, SAP, Sutter Health and many others.  

There are many types of employer-sponsored retirement plans, including 401(k)’s, 403(b)’s and 457 plans.  Please contact us for more information.